MiFID II & COBS Compliance Review — Are Your Client Processes Genuinely Compliant?

As a distinguished securities lawyer based in London with over two decade of experience, I specialize in advising financial institutions, corporations, and startups on securities regulation and corporate compliance. I help clients navigate the complexities of the UK and EU securities markets, ensuring compliance with regulatory frameworks, and provide strategic advice on capital raising and corporate transactions. Why Work With Me? Expertise in UK & EU Securities Law: Deep knowledge of FCA regulations and EU directives Strategic Capital Raising: Assisting in structuring public offerings and private placements Compliance Focused: Conducting thorough compliance checks to prevent legal pitfalls Cross-Border Experience: Facilitating international transactions with expertise Clear Communication: Delivering practical solutions aligned with your business objectives Pricing and Timeline Consultation: £15, delivered within 1 day Corporate Compliance and Capital Raising: £3,000 Fixed Fee; timeline varies based on complexity Cross-Border Transactions and Advisory: £5,000 Retainer + £400/hour; timeline varies based on transaction Response Time: Typically within 2 hours Process Duration: Varies depending on service and legal requirements Process Overview 1. Confidential Consultation Discuss your securities law and corporate compliance needs Provide immediate advice and assess options 2. Corporate Compliance and Capital Raising Conduct compliance audits and checks Advise on capital raising strategies Ensure adherence to UK and EU regulations 3. Cross-Border Transactions and Advisory Provide legal support for international transactions Coordinate with regulatory bodies across jurisdictions Guide you through complex legal processes 4. Continuous Communication Regular updates and strategy sessions 24/7 availability for urgent matters What You Receive Professional legal advice and representation Customized strategies for compliance and transactions Assistance with regulatory filings and approvals Ongoing support and guidance Dedicated attention throughout the process Before You Book This Service Please provide: A summary of your legal needs and objectives Relevant documents (compliance reports, transaction details) Your availability for consultation Any urgent concerns or deadlines Note: Services are focused on securities law and corporate legal matters in the UK and EU. Specialized Securities Law Service Packages: Choose the package that best aligns with your securities law and corporate legal needs. Each package is designed to provide focused support and representation to help you navigate complex regulations and achieve your business objectives effectively.